Hope L. Newsome, Esq.
Corporate and Financial Services Attorney by trade; Bridge-Builder between investors and the market by passion.
Practices & Capabilities
13 years serving as counsel and compliance officer for issuers and sponsors of private and public investment funds, broker-dealers and registered investment advisers.Experience in all manners of equity offerings. Served as chief compliance officer and secretary of two global energy investment companies registered under the Investment Company Act of 1940, as amended.Successfully led both new membership and continuing membership applications with FINRA and cycle and for- cause examinations with FINRA and the SEC.
Significant experience providing general corporate counsel to start-up, growth and renewal organizations including the execution of firm internal testing standards and processes.