Capabilities
Corporate & Securities
We understand that our clients tackle various legal and business challenges as they move through the different stages of their business cycle and many commonly find themselves only engaging counsel here and there on a task-by-task basis. The scope of services available to clients seeking general corporate and securities guidance includes:
Outsourced General Counsel
Formation and Corporate Structuring
Legal Matter Coordination
Operating & Employment Agreements
Corporate Governance
General Contract Negotiations
Non-Disclosure Agreements
Consulting & Services Agreements
Strategic Planning & On-site Availability
Financial Services
Today the financial services industry is faced with a regulatory environment that is rapidly changing, from the impact of the upcoming implementation of Regulation BI to the absorption of guidance published by regulatory agencies. Our attorneys
are committed to anticipating these changes and helping firms adapt their programs. Our Financial Services practice is
committed to:
Broker Dealers
Registered Investment Advisers
Mutual Funds
Cybersecurity
Privacy
FINRA and SEC Examinations and Inquiries
Private Capital
The federal securities laws provide a number of methods for companies to entities looking for the
opportunity to invest in start-ups or act as angel investors. Our Private Capital practice focuses on:
Private Equity
Private Investment Funds and Offering Documents
Venture Capital and Early Stage Funding
Due Diligence
Project & Public Finance
Our firm has significant experience in new money transactions, refundings, remarketings, tenders, defeasances, defaults, restructurings, bifurcations and exchanges, in various market sectors, including but not limited to, higher education, special
districts, healthcare, airports, general government, water utilities, electric utilities, gas utilities, K-12 schools, toll roads and
bridges, and public private partnerships. Within our Project and Public Finance practice our firm serves as:
Bank's Counsel
Bond Counsel
Borrower's Counsel
Disclosure Counsel
Issuer's Counsel
Trustee's Counsel
Underwriter's Counsel